In House Counsel Jobs | JDHuntr 46379 Chief Compliance & Regulatory Officer, New York, NY Job at In House Jobs | JDHuntr, New York, NY

eDUyVDRHSU85ck9aZ3BSUWJRdjhQNEZieWc9PQ==
  • In House Jobs | JDHuntr
  • New York, NY

Job Description

In House Counsel Jobs | JDHuntr 46379 Chief Compliance & Regulatory Officer, New York, NY
To apply go to JDHuntr.com
Develop, implement, and maintain broker -dealer and alternative trading systems compliance program, including policies, procedures, systems monitoring, technology and training. Work closely with companys legal and business teams. Provide appropriate support, advice and training to relevant front-office and operational personnel with respect to FINRA and SEC rules and regulations, information barriers, licensing requirements, supervision, and other compliance-related issues.


in house jobs, go in house with jdhuntr in house jobs, in house jobs California, in-house jobs CA, in house counsel jobs DC, in house counsel jobs Florida, in house counsel jobs NY, in-house legal jobs, legal jobs Los Angeles, legal jobs New York, legal jobs, law jobs, corporate counsel jobs, corporate lawyer jobs, general counsel jobs, lawyer jobs California, in-house jobs TX, in-house jobs NJ, in-house jobs IL, in-house jobs San Francisco, in-house jobs GA
Employment Type: Full-Time

Job Tags

Full time,

Similar Jobs

The Edelson Agency

Remote Insurance Agent - Flexibility Job at The Edelson Agency

 ...The Edelson Agency is looking for Agents with a Goal-oriented and Self-motivated Spirit....  ...here are flexible so you will discover what works best for you. With us, you can own your day...  ...support and welcome you. We work from home, but not alone! Some of the Responsibilities... 

Renn Kirby Charles Town

Title Clerk Job at Renn Kirby Charles Town

 ...notch customer service and a seamless car-buying experience. Were looking for a detail-oriented and motivated Automotive Tag and Title Clerk to join our dynamic team. This role is crucial to ensuring vehicle transactions are processed smoothly and accurately, both for... 

Ardent Health

Lead CT Tech Job at Ardent Health

 ...Overview Join our team as an evening shift, full-time, Cat Scan-A Lead CT Technician in Montclair, NJ. You may be eligible for a sign on bonus of up to $10,000. Why Join Us? Thrive in a People-First Environment and Make Healthcare Better Thrive:... 

Amicis Global

Technical Writer Job at Amicis Global

 ...Job Title: Technical Writer Location: Washington, DC Duration: 06 - 12 Months Job Description: The objective...  ...and best practices to gather necessary information. Writing guidelines used to ensure data is used properly and managed with... 

John Hinderer Chrysler Dodge Jeep Ram

Automotive Sales Professional....Chrysler/Dodge/Jeep/Ram Job at John Hinderer Chrysler Dodge Jeep Ram

Join Our Dynamic Team at Hinderer Chrysler Dodge Jeep Ram as a Sales Consultant!Are you passionate about cars and eager to turn that enthusiasm into a rewarding career? At Hinderer Chrysler Dodge Jeep Ram, we're experiencing rapid growth and are on the lookout for individuals...